Compliance Manager - Global Digital Asset Company

• Ensure compliance with all applicable laws and regulatory requirements locally. • Develop and implement compliance policies and procedures, compliance manuals and other relevant documents for the local entity to meet the requirements of SFC. • Conduct relevant local regular reporting, notification, application to regulatory authorities accordingly. • Assess emerging issues and risks and promptly escalate issues to CEO and Group Compliance. • Report compliance activities and audits to HK Compliance and the Board. • Ensure appropriate corrective actions are taken for deficiencies in the CMS and/or non-compliance. • Develop, implement and maintain an up-to-date AML/CFT policy that complies with applicable regulations. • Conduct regular risk assessments to identify and mitigate money laundering and terrorism financing risks. • Ensure timely and accurate reporting of suspicious activities to relevant authorities. • Carry out and ensure the implementation of customer due diligence (CDD) and enhanced due diligence (EDD) procedures. • Conduct KYT due diligence reviews in a timely manner and suggest potential action points. Maintain comprehensive records of all AML/CFT activities and reports. • Provide regular compliance training to staff. • Liaise with regulatory bodies and law enforcement agencies regarding compliance matters. • Other Adhoc tasks assigned by HK and Group Compliance.

• At least 5 years experience in Compliance functions in SFC licensed corporations within the financial services sector (KYC/KYB/KYT experience in Fintech or blockchain related industry would be deemed an advantage). • Knowledge and understanding of financial services regulations, compliance, policies, processes and procedure. • Knowledge and experience of licensing of SFC would be deemed an advantage. • Proficiency in compliance applications and programmes for transaction monitoring and KYT etc. • Interest in blockchain and digital assets, and willingness to work with other teams in a highly collaborative start-up fintech environment. • Well organised, detail oriented, presentable and with excellent communication skills (both verbal and written) in English (Proficency in Mandarin would be deemed an advantage for internal communication). • Problem solving, time management, analytical, and investigative skills. • Professional qualifications pertinent to the financial services sector (ACAMS, or equivalent AML certification). • Demonstrated ability to analyse complex regulatory requirements and implement practical solutions. • Exceptional communication and stakeholder management skills. • Be open to performing other responsibilities associated with the position.

Company Description The hiring company is a global digital asset company. Key Responsibilities • Ensure compliance with all applicable laws and regulatory requirements locally. • Develop and implement compliance policies and procedures, compliance manuals and other relevant documents for the local entity to meet the requirements of SFC. • Conduct relevant local regular reporting, notification, application to regulatory authorities accordingly. • Assess emerging issues and risks and promptly escalate issues to CEO and Group Compliance. • Report compliance activities and audits to HK Compliance and the Board. • Ensure appropriate corrective actions are taken for deficiencies in the CMS and/or non-compliance. • Develop, implement and maintain an up-to-date AML/CFT policy that complies with applicable regulations. • Conduct regular risk assessments to identify and mitigate money laundering and terrorism financing risks. • Ensure timely and accurate reporting of suspicious activities to relevant authorities. • Carry out and ensure the implementation of customer due diligence (CDD) and enhanced due diligence (EDD) procedures. • Conduct KYT due diligence reviews in a timely manner and suggest potential action points. Maintain comprehensive records of all AML/CFT activities and reports. • Provide regular compliance training to staff. • Liaise with regulatory bodies and law enforcement agencies regarding compliance matters. • Other Adhoc tasks assigned by HK and Group Compliance. Requirements • At least 5 years experience in Compliance functions in SFC licensed corporations within the financial services sector (KYC/KYB/KYT experience in Fintech or blockchain related industry would be deemed an advantage). • Knowledge and understanding of financial services regulations, compliance, policies, processes and procedure. • Knowledge and experience of licensing of SFC would be deemed an advantage. • Proficiency in compliance applications and programmes for transaction monitoring and KYT etc. • Interest in blockchain and digital assets, and willingness to work with other teams in a highly collaborative start-up fintech environment. • Well organised, detail oriented, presentable and with excellent communication skills (both verbal and written) in English (Proficency in Mandarin would be deemed an advantage for internal communication). • Problem solving, time management, analytical, and investigative skills. • Professional qualifications pertinent to the financial services sector (ACAMS, or equivalent AML certification). • Demonstrated ability to analyse complex regulatory requirements and implement practical solutions. • Exceptional communication and stakeholder management skills. • Be open to performing other responsibilities associated with the position. Application options - If you're interested in this role, click 'Apply' now. For further information and a confidential discussion, you can email Winston Tse at Originally posted on Himalayas Compliance-Manager, Compliance-Officer, AML-Compliance-Manager, Regulatory-Compliance-Officer, Financial-Compliance-Manager, Digital-Assets-Compliance-Specialist, Global-Compliance-Manager, Global-Compliance-Specialist, Fintech-Compliance-Manager